SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
DAVIS WAYNE

(Last) (First) (Middle)
CHARTER COMMUNICATIONS, INC.
12405 POWERSCOURT DRIVE

(Street)
ST. LOUIS MO 63131

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2003
3. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS INC /MO/ [ CHTR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. VP- Engineering
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 250 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 01/29/2003(1) 01/29/2012 Class A Common Stock 40,000 12.27 D
Employee Stock Option (right to buy) 07/23/2003(2) 07/23/2012 Class A Common Stock 50,000 2.85 D
Employee Stock Option (right to buy) 04/29/2004(3) 04/29/2013 Class A Common Stock 225,000 1.595 D
Explanation of Responses:
1. Grant under the Charter Communications, Inc. 2001 Stock Incentive Plan; 25% vesting at the end of each of the first four years; such options terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or option agreement.
2. Grant under the Charter Communications, Inc. 2001 Stock Incentive Plan; 20% vesting at the end of eacy year for five years; such options termiante 10 years from the date of grant unless terminated sooner in accordance with the plan or option agreement.
3. Grant under the Charter Communications, Inc. 2001 Stock Incentive Plan; 25% vesting at the end of each yaer for the first four years; such options termiante 10 years from the date of grant unless terminated sooner in accordance with the plan or option agreement.
Remarks:
Wayne Davis 07/29/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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