SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Crestview Partners GP, L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/07/2013 S 1,897 D $90.0002 2,945,526(1)(2) I See Footnotes(1)(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Crestview Partners GP, L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW, L.L.C.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ENCORE, LLC

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW PARTNERS (PF), L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW HOLDINGS (TE), L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ENCORE (ERISA), LTD

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW PARTNERS (ERISA), L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CRESTVIEW PARTNERS, L.P.

(Last) (First) (Middle)
C/O CRESTVIEW, L.L.C.
667 MADISON AVENUE

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
Explanation of Responses:
1. See Exhibit 99.1 for text to Footnote 1.
2. See Exhibit 99.1 for text to Footnote 2.
Remarks:
CRESTVIEW, L.L.C., general partner of the Designated Filer, by /s/ Ross A. Oliver, Senior Counsel and Chief Compliance Officer 03/11/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Exhibit 99.1
Joint Filer Information
 
Due to the electronic system’s limitation of 10 Reporting Persons per joint filing, this statement is being filed in two forms.
 
Footnote 1 to Form 4:
 
Encore, LLC and Encore II, LLC directly beneficially own 2,945,526 shares of Class A Common Stock and 6,752,183 shares of Class A Common Stock, respectively. Each of Crestview, L.L.C., Crestview Partners GP, L.P., Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. may be deemed to have beneficial ownership of the 2,945,526 shares of Class A Common Stock directly owned by Encore, LLC. Each of Crestview, L.L.C., Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 6,752,183 shares of Class A Common Stock directly owned by Encore II, LLC.
 
Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd. and Crestview Offshore Holdings (Cayman), L.P. are the members of Encore, LLC. Crestview Partners (ERISA), L.P. is the sole shareholder of Encore (ERISA), Ltd. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. Crestview Partners II GP, L.P. is the general partner of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P., each of which is a member of Encore II, LLC. Crestview, L.L.C. is the general partner of Crestview Partners GP, L.P. and Crestview Partners II GP, L.P.
 
Footnote 2 to Form 4: On May 1, 2012, the issuer awarded 1,479 restricted shares of Class A Common Stock to Jeffrey Marcus in connection with his service as a director of the issuer, which will fully vest on the first anniversary of the date of grant. Mr. Marcus is a Partner of Crestview Advisors, L.L.C. and, in connection with the vesting of such shares, will assign all of his rights, title and interest in such shares to Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to certain of the reporting persons. Each reporting person disclaims beneficial ownership of such securities.
 
Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
 
Names of Joint Filers:
(1) Crestview, L.L.C.
 
(2) Encore, LLC
 
(3) Crestview Partners (PF), L.P.
 
(4) Crestview Holdings (TE), L.P.
 
(5) Encore (ERISA), Ltd.
 
(6) Crestview Partners (ERISA), L.P.
 
(7) Crestview Offshore Holdings (Cayman), L.P.
 
(8) Crestview Partners, L.P.
 
(9) Encore II, LLC
 
(10) Crestview Partners II (FF), L.P.
 
(11) Crestview Partners II (TE), L.P.
 
(12) Crestview Offshore Holdings II (Cayman), L.P.
 
(13) Crestview Offshore Holdings II (FF Cayman), L.P.
 
(14) Crestview Offshore Holdings II (892 Cayman), L.P.
 
(15) Crestview Partners II, L.P.

 
Address of Joint Filers:
c/o Crestview, L.L.C.
 
667 Madison Avenue, 10th Floor
 
New York, NY 10065
 
 
 
 

 

 
 
Relationship of Joint Filers to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
Charter Communications, Inc. (CHTR)
 
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):           03/07/2013

Designated Filers:
(1) Crestview Partners GP, L.P. and (2) Crestview Partners II GP, L.P.

Signature:

Crestview,
L.L.C.
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Encore, LLC
By:
Crestview Partners, L.P., as member
By:
Crestview Partners GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer

Crestview Partners, L.P.
Crestview Partners (PF), L.P.
Crestview Holdings (TE), L.P.
Crestview Partners (ERISA), L.P.
Crestview Offshore Holdings (Cayman), L.P.
By:
Crestview Partners GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer

Crestview Partners GP, L.P.
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Encore (ERISA), Ltd.
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Director

Encore II, LLC
By:
Crestview Partners II, L.P., as member
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer
 
 
 
 

 

 
Crestview Partners II, L.P.
Crestview Partners II (FF), L.P.
Crestview Partners II (TE), L.P.
Crestview Offshore Holdings II (Cayman), L.P.
Crestview Offshore Holdings II (FF Cayman), L.P.
Crestview Offshore Holdings II (892 Cayman), L.P.
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Crestview Partners II GP, L.P.
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer
   
Date:
03/11/2013