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SEC Filings

S-1/A
CHARTER COMMUNICATIONS, INC. /MO/ filed this Form S-1/A on 11/04/1999
Entire Document
 
<PAGE>   176
 
                             PRINCIPAL STOCKHOLDERS
 
     The following table sets forth certain information regarding beneficial
ownership of Charter Communications, Inc. common stock as of the closing of the
offering by:
 
     - each person known by us to own beneficially 5% or more of the outstanding
       shares of Charter Communications, Inc. common stock and Charter
       Communications Holding Company membership units;
 
     - each of our directors who owns common stock or membership units;
 
     - each of our named executive officers who owns Charter Communications,
       Inc. common stock or membership units; and
 
     - all current directors and executive officers as a group.
 
     With respect to the percentage of voting power set forth in the following
table:
 
     - each holder of Class A common stock is entitled to one vote per share;
       and
 
     - each holder of Class B common stock is entitled to a number of votes
       based on the number of outstanding Class B common stock and outstanding
       membership units exchangeable for Class B common stock. For example, Mr.
       Allen will be entitled to ten votes for each share of Class B common
       stock held by him or his affiliates and ten votes for each membership
       unit held by him or his affiliates.
 
   

<TABLE>
<CAPTION>
                                                         NUMBER OF           PERCENTAGE OF
NAME AND ADDRESS OF                                 SHARES BENEFICIALLY   SHARES BENEFICIALLY     PERCENTAGE OF
BENEFICIAL OWNER                                         OWNED(1)              OWNED(1)          VOTING POWER(1)
-------------------                                 -------------------   -------------------   ------------------
<S>                                                 <C>                   <C>                   <C>
Paul G. Allen(2)(3)...............................      317,955,052              58.0%                 95.0%
Charter Investment, Inc.(4)(5)....................      217,585,246              39.7%                  0.0%
Vulcan Cable III Inc.(2)(5).......................      107,319,806              19.6%                  0.0%
Jerald L. Kent(4)(6)..............................        5,261,032               1.0%                  0.0%
Barry L. Babcock(4)(7)............................        2,565,000               0.5%                  0.0%
Howard L. Wood(4)(8)..............................        1,065,000               0.2%                  0.0%
Marc B. Nathanson(9)..............................       16,407,576               3.0%                  0.0%
All directors and executive officers as a group
  (18 persons)....................................      340,688,660              61.9%                 95.0%
</TABLE>

    
 
---------------
   
(1) In calculating beneficial share ownership and percentages, we have made the
    same assumptions described on page 4 with respect to our organizational
    chart, except for options granted to Messrs. Kent, Babcock and Wood that
    have vested. In calculating the voting power percentages, we have also
    assumed that membership units have not been exchanged for Class A or Class B
    common stock. Membership units are exchangeable for Charter Communications,
    Inc. common stock on a one-for-one basis. Class B common stock is
    convertible into Class A common stock on a one-for-one basis.
    
 
(2) The address of these persons is 110 110th Street, NE, Suite 500, Bellevue,
    WA 98004.
 
(3) Represents 210,585,246 membership units attributable to such holder because
    of his equity interest in Charter Investment, Inc.; 107,319,806 membership
    units attributable to such holder because of his equity interest in Vulcan
    Cable III Inc.; and 50,000 shares of Class B common stock.
 
(4) The address of these persons is Charter Communications, Inc., 12444
    Powerscourt Drive, St. Louis, MO 63131.
 
(5) Represents membership units.
 
(6) Represents 3,500,000 membership units attributable to such holder because of
    his equity interest in Charter Investment, Inc.; and 1,761,032 shares of
    Class A common stock issuable upon the exchange of membership units issuable
    upon the exercise of options to purchase membership units.
 
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