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SEC Filings

S-1
CHARTER COMMUNICATIONS, INC. /MO/ filed this Form S-1 on 07/28/1999
Entire Document
 
<PAGE>   113
 
                             PRINCIPAL STOCKHOLDERS
 
     The following table sets forth certain information regarding beneficial
ownership of CCI's common stock as of             , 1999 by:
 
     - each person known by us to own beneficially 5% or more of the outstanding
       shares of common stock;
 
     - each of our directors;
 
     - each of our named executive officers; and
 
     - all current directors and executive officers as a group.
 

<TABLE>
<CAPTION>
                                    NUMBER OF           PERCENTAGE OF
                               SHARES BENEFICIALLY   SHARES BENEFICIALLY      PERCENTAGE OF
                                      OWNED               OWNED(1)         VOTING POWER(1)(2)
                               -------------------   -------------------   -------------------
NAME AND ADDRESS OF             BEFORE     AFTER      BEFORE     AFTER      BEFORE     AFTER
BENEFICIAL OWNER               OFFERING   OFFERING   OFFERING   OFFERING   OFFERING   OFFERING
-------------------            --------   --------   --------   --------   --------   --------
<S>                            <C>        <C>        <C>        <C>        <C>        <C>
Paul G. Allen(3)(4)..........
Charter Investment,
  Inc.(4)(5).................
Vulcan Cable III
  Inc.(4)(5).................
Jerald L. Kent(6)(7).........
Barry L. Babcock(6)(7).......
Howard L. Wood(6)(7).........
All directors and executive
  officers as a group (
  persons)...................
</TABLE>

 
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(1) In calculating voting percentages, we have made the same assumptions
    described on page 2 above with respect to our organizational chart.
 
(2) Each holder of Class A common stock is entitled to one vote per share. Each
    holder of Class B common stock is entitled to the number of votes per share
    equal to:
    - ten multiplied by the sum of (1) the total number of shares of Class B
      common stock held by the holder and (2) the number of shares of Class B
      common stock for which the Charter Holdco membership units held, directly
      or indirectly, by the holder are exchangeable; divided by
     - the number of shares of Class B common stock held by the holder.
 
(3) Share numbers represent (1) shares of high vote Class B common stock owned
    directly by Mr. Allen, (2) shares of Class B common stock issuable upon
    exchange of Charter Holdco membership units attributable to Mr. Allen
    because of his equity interest in Charter Investment and (3) shares of Class
    B common stock issuable upon exchange of Charter Holdco membership units
    owned by Vulcan III.
 
(4) The address of these persons is 110 110th Street, NE, Suite 500, Bellevue,
    WA 98004.
 
(5) Share numbers represent Charter Holdco membership units owned by such
    holder.
 
(6) Share numbers represent (1) shares of high vote Class B common stock owned
    by the holder and (2) shares of Class B common stock issuable upon exchange
    of Charter Holdco membership units attributable to such holder because of
    his equity interest in Charter Investment.
 
(7) The address of these persons is c/o Charter Communications, Inc., 12444
    Powerscourt Drive, St. Louis, MO 63131.
 
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