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SEC Filings

PREM14A
CHARTER COMMUNICATIONS, INC. /MO/ filed this Form PREM14A on 06/26/2015
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Table of Contents

CERTAIN BENEFICIAL OWNERS OF TWC COMMON STOCK

The following table sets forth information as of the close of business on June 10, 2015 as to the number of shares of TWC common stock beneficially owned by:

 

    each TWC named executive officer;

 

    each current TWC director; and

 

    all current TWC executive officers and directors, as a group.

 

     TWC Common Stock
Beneficially Owned(1)
 

Name

   Number
of Shares
     Right to
Acquire
Shares(2)
     Percent
of Class
 

Carole Black

     1,410         6,509         *   

Thomas H. Castro

     —           5,590         *   

David C. Chang

     3,353         5,590         *   

James E. Copeland, Jr.

     —           7,419         *   

Peter R. Haje(3)

     15,622         7,419         *   

Dinesh C. Jain

     252         —           *   

Donna A. James

     150         7,419         *   

Marc Lawrence-Apfelbaum(4)

     10,591         —           *   

Don Logan

     —           7,419         *   

Robert D. Marcus

     78,830         115,171         *   

Arthur T. Minson, Jr.

     5         —           *   

N.J. Nicholas, Jr.

     2,333         7,419         *   

Wayne H. Pace

     27,527         6,500         *   

Edward D. Shirley

     1,333         7,419         *   

Peter C. Stern

     2,573         —           *   

John E. Sununu

     102         7,419         *   

All current directors and executive officers as a group (19 persons)(3)-(4)

     176,751         221,155         *   

 

* Represents beneficial ownership of less than one percent of the issued and outstanding TWC common stock on June 10, 2015.
(1) Beneficial ownership as reported in the above table has been determined in accordance with Rule 13d-3 of the Exchange Act. Unless otherwise indicated, beneficial ownership represents both sole voting and sole investment power. This table does not include any shares of TWC common stock or other TWC equity securities that may be held by pension and profit-sharing plans of other corporations or endowment funds of educational and charitable institutions for which various directors and officers serve as directors or trustees. As of June 10, 2015, the only equity securities of TWC beneficially owned by the named persons or group were (i) shares of TWC common stock, (ii) options to purchase shares of TWC common stock and (iii) restricted stock units and deferred stock units reflecting the contingent right to receive shares of TWC common stock. None of these shares of TWC common stock was pledged as security.
(2)

Reflects shares of TWC common stock subject to (i) options to purchase TWC common stock that, on June 10, 2015, were unexercised, but were exercisable on or within 60 days after that date and (ii) restricted stock units that, on June 10, 2015, were unvested, but were expected to vest on or within 60 days after that date. These shares are excluded from the column headed “Number of Shares.” The “Right to Acquire Shares” for each of the non-employee directors includes restricted stock units issued to them as compensation since 2011, which represent the right to receive shares of TWC common stock after termination of service as a member of the TWC board of directors, but does not include their interests set forth in the table below in (i) restricted stock units issued to them as compensation prior to 2011, which represent the right to receive shares of TWC common stock six months after termination of service as a member of the TWC board of directors and (ii) deferred stock units issued under the Directors’ Deferred

 

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