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Form 8-K
CHARTER COMMUNICATIONS, INC. /MO/ filed this Form 8-K on 05/29/2015
Document Outline
Entire Document (853.7 KB)
Subdocument 1 - 8-K - FORM 8-K
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - ITEM 8.01 OTHER EVENTS.
Page 7 - ADDITIONAL INFORMATION
Page 8 - N/A
Page 9 - SIGNATURES
Page 10 - EXHIBIT INDEX
Subdocument 2 - EX-2.1 - EX-2.1
Page 1 - Exhibit 2.1
Page 2 - TABLE OF CONTENTS
Page 3 - N/A
Page 4 - N/A
Page 5 - AGREEMENT AND PLAN OF MERGERS
Page 6 - Liberty Broadband ), is entering into a voting agreement (the Voting Agreement ) with the Company pu
Page 7 - Bright House Contribution Agreement means the Contribution Agreement, dated as of March 31, 2015, am
Page 8 - Company Balance Sheet means the consolidated balance sheet of the Company as of December 31, 2014 an
Page 9 - Company Operating Plan means the Operating Plan of the Company and its Subsidiaries for fiscal years
Page 10 - Environmental Law means any Applicable Law or any agreement with any Person relating to human health
Page 11 - Investment Agreement means the Investment Agreement, dated the date hereof, among Parent, New Charte
Page 12 - Merger Consideration means, collectively, the Company Merger Consideration, the New Charter Merger C
Page 13 - Parent Class A Common Stock means the Class A Common Stock, par value $0.001 per share, of Parent.
Page 14 - Parent Merger Exchange Ratio means 0.9042.
Page 15 - Subsidiary means, with respect to any Person, any entity of which securities or other ownership inte
Page 16 - Treasury Regulations means the regulations promulgated under the Code.
Page 17 - N/A
Page 18 - N/A
Page 19 - hereof , herein and hereunder and words of like import used in this Agreement shall refer to this Ag
Page 20 - First Company Merger ), whereupon the separate existence of Merger Subsidiary One shall cease, and t
Page 21 - Parent Merger Effective Time ); provided that the Parent Merger shall not become effective until aft
Page 22 - New Charter Merger Consideration ). As of the Second Company Merger Effective Time, all such shares
Page 23 - Parent Merger Consideration ), and the cash in lieu of fractional shares of New Charter Common Stock
Page 24 - Parent Uncertificated Shares and, together with the Company Uncertificated Shares, the Uncertificate
Page 25 - Exchange Fund ). Each of Parent and New Charter agrees to make available to the Exchange Agent from
Page 26 - N/A
Page 27 - Company Stock Option ), whether or not exercisable or vested, shall be adjusted as necessary to prov
Page 28 - Adjusted Option ) to acquire, on the same terms and conditions as were applicable under such Company
Page 29 - Notional Adjusted Option ) and then multiplying (A) the excess of (1) the quotient of (I) the closin
Page 30 - Parent Stock Option ), whether or not exercisable or vested, shall be adjusted as necessary to provi
Page 31 - N/A
Page 32 - N/A
Page 33 - Dissenting Shares ), shall not be converted into, or represent the right to receive, the Company Mer
Page 34 - ARTICLE 3
Page 35 - ARTICLE 4
Page 36 - NYSE ) and (viii) any actions or filings the absence of which would not reasonably be expected to ha
Page 37 - phantom stock or similar securities or rights issued or granted by the Company or any of its Subsidi
Page 38 - Company Subsidiary Securities ). There are no outstanding obligations of the Company or any of its S
Page 39 - principal executive officer and principal financial officer shall have the meanings given to such te
Page 40 - Registration Statement ) shall not at the time the Registration Statement is declared effective by t
Page 41 - N/A
Page 42 - Lease ) under which the Company or any of its Subsidiaries leases, subleases or licenses any real pr
Page 43 - N/A
Page 44 - TWX ), the Company is not responsible for income and franchise taxes for taxable periods prior to an
Page 45 - Company Plans.
Page 46 - Company International Plan ) (i) if intended to qualify for special tax treatment, meets all the req
Page 47 - N/A
Page 48 - N/A
Page 49 - material contract (as such term is defined in Item 601(b)(10) of Regulation S-K of the SEC) (other t
Page 50 - . Neither the Company nor any of its Affiliates has taken or agreed to take any action, or is aware
Page 51 - . Except for the representations and warranties made by the Company in this Article 4, neither the C
Page 52 - ARTICLE 5
Page 53 - Parent Stockholder Approval ). Following the First Company Merger Effective Time, no vote or approva
Page 54 - Parent Preferred Stock ). As of May 20, 2015, (A) 112,018,231 shares of Parent Class A Common Stock
Page 55 - Parent Securities with respect to Parent and Merger Sub One Securities with respect to Merger Subsid
Page 56 - Parent Subsidiary Securities ). There are no outstanding obligations of Parent or any of its Subsidi
Page 57 - N/A
Page 58 - N/A
Page 59 - N/A
Page 60 - reportable transaction within the meaning of Treasury Regulations Section 1.6011-4(b)(1).
Page 61 - employee benefit plan, as defined in Section 3(3) of ERISA, each material employment contract, mater
Page 62 - N/A
Page 63 - N/A
Page 64 - Debt Commitment Letter ) from the Financing Sources party thereto, pursuant to which, upon the terms
Page 65 - N/A
Page 66 - ARTICLE 6
Page 67 - N/A
Page 68 - N/A
Page 69 - N/A
Page 70 - Company Stockholder Meeting ) to be duly called and held as soon as reasonably practicable after the
Page 71 - Representatives ) to, directly or indirectly, (i) solicit, initiate or take any action to knowingly
Page 72 - Confidentiality Agreement ) (it being understood and hereby agreed that such confidentiality agreeme
Page 73 - N/A
Page 74 - Company Superior Proposal means a bona fide, unsolicited written Company Acquisition Proposal for at
Page 75 - Bright House Partnership Agreement ), with respect to the combination of Bright House Networks, LLC
Page 76 - ARTICLE 7
Page 77 - New Charter Stock Issuance ) and, unless otherwise previously approved, the other transactions conte
Page 78 - N/A
Page 79 - N/A
Page 80 - N/A
Page 81 - Parent Superior Proposal means a bona fide, unsolicited written Parent Acquisition Proposal for at l
Page 82 - Indemnified Person ) in respect of (i) acts or omissions occurring at or prior to the Effective Time
Page 83 - D O Insurance ) in place as of the date hereof or (ii) purchase comparable D O Insurance for such si
Page 84 - Continuing Employee ), other than any Continuing Employee included in a collective bargaining unit d
Page 85 - New Charter Plans ), then, for purposes of determining (i) eligibility to participate and vesting an
Page 86 - N/A
Page 87 - ARTICLE 8
Page 88 - Burdensome Condition ). The Company agrees to work in good faith in connection with Parent s efforts
Page 89 - N/A
Page 90 - N/A
Page 91 - Merger Communication shall mean, with respect to any Person, any document or other written communica
Page 92 - N/A
Page 93 - N/A
Page 94 - Company Transaction Litigation , and any such litigation relating to Parent and/or the executive off
Page 95 - N/A
Page 96 - N/A
Page 97 - N/A
Page 98 - ARTICLE 9
Page 99 - N/A
Page 100 - N/A
Page 101 - ARTICLE 10
Page 102 - N/A
Page 103 - N/A
Page 104 - Parent Termination Fee ).
Page 105 - Company Termination Fee ).
Page 106 - ARTICLE 11
Page 107 - N/A
Page 108 - N/A
Page 109 - N/A
Page 110 - N/A
Page 111 - [The remainder of this page has been intentionally left blank; the next page is the signature page.]
Page 112 - [Signature Page to Agreement and Plan of Merger]
Page 113 - [Signature Page to Agreement and Plan of Merger]
Subdocument 3 - EX-2.2 - EX-2.2
Page 1 - Exhibit 2.2
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Subdocument 4 - EX-10.1 - EX-10.1
Page 1 - Exhibit 10.1
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - Schedule 3(a)
Subdocument 5 - EX-10.2 - EX-10.2
Page 1 - Exhibit 10.2
Page 2 - AGREEMENT
Page 3 - N/A
Page 4 - ARTICLE III
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - ARTICLE IV
Page 9 - N/A
Page 10 - N/A
Page 11 - ARTICLE V
Page 12 - ARTICLE VI
Page 13 - ARTICLE VII
Page 14 - ARTICLE VIII
Page 15 - ARTICLE IX
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A