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SEC Filings

Form 8-K
CHARTER COMMUNICATIONS, INC. /MO/ filed this Form 8-K on 05/19/2016
Document Outline
Entire Document (1440.7 KB)
Subdocument 1 - 8-K - FORM 8-K
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - Introduction
Page 3 - Stockholders Agreement
Page 4 - Securities Act
Page 5 - New Charter Board
Page 6 - Charter Stock Plan
Page 7 - (a) Financial Statements of Business Acquired.
Page 8 - SIGNATURE
Page 9 - EXHIBIT INDEX
Subdocument 2 - EX-3.1 - EX-3.1
Page 1 - Exhibit 3.1
Page 2 - AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
Page 3 - Common Stock Voting Rights
Page 4 - Dividends and Distributions; Splits; Options; Mergers; Liquidation; Preemptive Rights
Page 5 - Stock Splits
Page 6 - Liquidation Rights
Page 7 - ARTICLE FIFTH
Page 8 - Board Action
Page 9 - Vacancies
Page 10 - ARTICLE SEVENTH
Page 11 - N/A
Page 12 - N/A
Page 13 - Certain Determinations
Page 14 - Amendment of this Article
Page 15 - N/A
Page 16 - divided by
Page 17 - N/A
Page 18 - N/A
Page 19 - divided by
Page 20 - N/A
Subdocument 3 - EX-3.2 - EX-3.2
Page 1 - Exhibit 3.2
Page 2 - Quorum
Page 3 - N/A
Page 4 - Special Meetings of Stockholders
Page 5 - Inspectors
Page 6 - Consent of Stockholders in Lieu of Meeting
Page 7 - Place of Meetings
Page 8 - Resignation
Page 9 - Compensation Committee
Page 10 - Chairman of the Board
Page 11 - Delegation of Authority
Page 12 - Checks, etc
Page 13 - Lost, Stolen or Destroyed Certificates
Page 14 - Notices
Page 15 - Right to Indemnification
Page 16 - Non-Exclusivity of Rights
Page 17 - N/A
Subdocument 4 - EX-10.1 - EX-10.1
Page 1 - Exhibit 10.1
Page 2 - IMPORTANT NOTE
Page 3 - TABLE OF CONTENTS
Page 4 - N/A
Page 5 - Exhibits and Schedules
Page 6 - CHARTER COMMUNICATIONS HOLDINGS, LLC
Page 7 - Original Agreement
Page 8 - Adjusted Capital Account Deficit
Page 9 - Exhibit A
Page 10 - Schedule I
Page 11 - i.e.
Page 12 - Commission
Page 13 - Common Units
Page 14 - Convertible Preferred Yield
Page 15 - Eligible Market
Page 16 - de minimis
Page 17 - Group
Page 18 - Manager
Page 19 - Net Income
Page 20 - Notice of Foreclosure
Page 21 - provided
Page 22 - Preferred ROFR
Page 23 - Secretary
Page 24 - Tax Receivables Agreement
Page 25 - Dollars
Page 26 - Purpose; Powers
Page 27 - Class A Common Unit
Page 28 - Capital Structure of the Company and New Charter
Page 29 - pro rata
Page 30 - Guiding Principles
Page 31 - Section 3.4(a)
Page 32 - Section 3.3(c)(i)
Page 33 - Section 3.3(c)(ii)
Page 34 - provided
Page 35 - SP0
Page 36 - SP0
Page 37 - Expiration Date
Page 38 - Section 3.3(c)(vi)
Page 39 - Section 3.3(c)(v)
Page 40 - (i)
Page 41 - Reference Property
Page 42 - Section 3.3(a)
Page 43 - Other Conversion or Redemption of Convertible Preferred Units
Page 44 - Other Events
Page 45 - pro rata
Page 46 - Automatic Exchange/Conversion of Units Pursuant to a Foreclosure
Page 47 - Section 3.5
Page 48 - Members
Page 49 - Resignation/Removal
Page 50 - Secretary
Page 51 - Limited Liability of the Member
Page 52 - Section 4.6
Page 53 - Third-Party Beneficiaries
Page 54 - Section 4.2(b)
Page 55 - Section 4.8(a)
Page 56 - Sections 5.3(b)(ii)
Page 57 - Section 5.3(c)(i)(A)
Page 58 - provided
Page 59 - Section 3.3(a)
Page 60 - Other Allocation Rules
Page 61 - Distributions
Page 62 - Section 6.2(c)
Page 63 - multiplied by
Page 64 - Section 5.4(b)(ii)(C)
Page 65 - Limitations on Distributions
Page 66 - Dissolution
Page 67 - Section 6.2(c)(ii)
Page 68 - Section 6.3
Page 69 - Registration of Transfer
Page 70 - Preferred ROFR Notice
Page 71 - Section 6.5
Page 72 - Preferred Private Placement Offering Period
Page 73 - Section 6.5(c)
Page 74 - Members Tax Filings
Page 75 - Elections by Members
Page 76 - Tax Matters Member
Page 77 - State and Local Tax Law
Page 78 - Treatment of the Contribution
Page 79 - Certain Business Combinations
Page 80 - Section 8.6
Page 81 - Notices
Page 82 - Control of Subsidiaries
Page 83 - N/A
Page 84 - SCHEDULE I
Page 85 - EXHIBIT A
Page 86 - EXHIBIT B
Page 87 - THE CONVERTIBLE PREFERRED UNITS REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE U
Page 88 - N/A
Page 89 - EXHIBIT C
Page 90 - EXHIBIT D
Page 91 - N/A
Page 92 - N/A
Page 93 - EXHIBIT E
Page 94 - EXHIBIT F
Page 95 - Exhibit
Page 96 - N/A
Page 97 - EXHIBIT G
Page 98 - EXHIBIT H
Page 99 - EXHIBIT I
Subdocument 5 - EX-10.2 - EX-10.2
Page 1 - Exhibit 10.2
Page 2 - Calendar Quarter
Page 3 - it
Page 4 - Combination
Page 5 - Group
Page 6 - Preferred Stock
Page 7 - Units
Page 8 - Exchange of Class B Common Units
Page 9 - provided
Page 10 - Section
Page 11 - Expenses
Page 12 - Capital Structure of New Charter and Charter Holdings
Page 13 - Section 4.8
Page 14 - Representations and Warranties of New Charter
Page 15 - Additional Class B Unitholders
Page 16 - Further Assurances
Page 17 - Amendment; Waivers
Page 18 - Independent Nature of Class B Unitholders Rights and Obligations
Page 19 - N/A
Page 20 - EXHIBIT A
Page 21 - N/A
Page 22 - N/A
Page 23 - EXHIBIT B
Page 24 - N/A
Subdocument 6 - EX-10.3 - EX-10.3
Page 1 - Exhibit 10.3
Page 2 - TABLE OF CONTENTS
Page 3 - Company
Page 4 - Affiliate
Page 5 - Covered Person
Page 6 - Holdback Period
Page 7 - Preferred Transferee
Page 8 - Selling Holder Questionnaire
Page 9 - Shelf Underlying Transaction
Page 10 - Right to Demand Registrations
Page 11 - Exchangeable Security Shelf Period
Page 12 - Shelf Period
Page 13 - Demand Period
Page 14 - Selection of Underwriters
Page 15 - Piggyback Registrations
Page 16 - first
Page 17 - Holdback Agreements
Page 18 - Section 6
Page 19 - provided
Page 20 - provided
Page 21 - provided
Page 22 - provided
Page 23 - provided
Page 24 - provided
Page 25 - provided
Page 26 - Company Controlling Person
Page 27 - Section 10
Page 28 - Section 10(d)
Page 29 - No Third-Party Beneficiaries
Page 30 - Section 12(h)
Page 31 - Headings
Page 32 - Entire Agreement
Page 33 - N/A
Page 34 - Exhibit A
Page 35 - Exhibit B
Subdocument 7 - EX-10.4 - EX-10.4
Page 1 - Exhibit 10.4
Page 2 - ARTICLE I
Page 3 - Charter Holdings
Page 4 - Federal Income Tax
Page 5 - Realized Tax Benefit
Page 6 - Tax Schedule
Page 7 - provided
Page 8 - increased
Page 9 - Section 3.02
Page 10 - Early Termination Notice
Page 11 - ARTICLE VII
Page 12 - Entire Agreement; No Third Party Beneficiaries
Page 13 - Submission to Jurisdiction; Waivers
Page 14 - [Signature Page to the Tax Receivables Agreement]
Page 15 - Schedule A
Page 16 - N/A
Subdocument 8 - EX-10.5 - EX-10.5
Page 1 - AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Page 2 - provided
Page 3 - de novo
Page 4 - Code
Page 5 - Employment Effective Date
Page 6 - Notice of Termination
Page 7 - provided
Page 8 - provided
Page 9 - Good Reason
Page 10 - 11. Termination Pay.
Page 11 - Termination by Executive without Good Reason or by Company for Cause
Page 12 - Benefits on Any Termination
Page 13 - Determining Party
Page 14 - 13. Competition/Confidentiality.
Page 15 - N/A
Page 16 - e.g.
Page 17 - 15. Non-Competition and Non-Interference.
Page 18 - provided
Page 19 - Provisions Pertaining to the Covenants
Page 20 - Covenants of Sections 13, 14 and 15 are Essential and Independent Covenants
Page 21 - N/A
Page 22 - 22. Notices.
Page 23 - 25. Severability.
Page 24 - 31. Counterparts
Page 25 - [Signature Page Follows]
Page 26 - IN WITNESS WHEREOF
Page 27 - [Signature Page to Amended and Restated Employment Agreement (Rutledge)]
Page 28 - THOMAS RUTLEDGE
Page 29 - provided
Page 30 - (a)
Page 31 - IN WITNESS WHEREOF
Subdocument 9 - EX-10.6 - EX-10.6
Page 1 - Exhibit 10.6
Page 2 - CHARTER COMMUNICATIONS, INC.
Page 3 - Securities Laws
Page 4 - provided
Page 5 - Subject Person
Page 6 - Code
Page 7 - Dividend Equivalent Right
Page 8 - Section 16
Page 9 - Nonemployee Director
Page 10 - years of service
Page 11 - provided
Page 12 - N/A
Page 13 - Section 13
Page 14 - Authority of Committee
Page 15 - provided
Page 16 - Method of Exercise
Page 17 - Effect of Change in Control
Page 18 - Section 7
Page 19 - Non-Transferability
Page 20 - Section 7.7
Page 21 - Section 9
Page 22 - Effect of Change in Control
Page 23 - Delivery of Shares
Page 24 - Performance Shares
Page 25 - Delivery of Shares
Page 26 - Determination of Performance
Page 27 - Section 10
Page 28 - Excise Tax Limitation
Page 29 - Section 13
Page 30 - Section 14
Page 31 - Modification of Options and Awards
Page 32 - Securities Act
Page 33 - Section 6.1
Page 34 - Certain Limitations on Awards to Ensure Compliance with Code Section 409A
Page 35 - Payments in the Event of Forfeitures; Fractional Shares
Page 36 - Compliance with Laws and Regulations
Page 37 - Gender and Number